OUR COMMITMENT TO YOU

Janet Metzinger and Rick Slone are Investment Advisor Representatives with Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA), Member FINRA, SIPC and Registered Investment Advisor.  Non-Securities Products are not offered through TFA.  TFA is not affiliated with Executive Planners NC, Inc.  Neither TFA nor its representatives provide legal, tax, nor accounting advice.  Persons who provide such advice do so in a capacity other than as a registered representative of TFA.

Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered.
A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states broker/dealer, investment advisor, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states broker/dealer, investment advisor, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.

Janet Metzinger is registered to sell Securities in the following states:
California, Colorado, Florida, Georgia, Iowa, Indiana, North Carolina, New York, Pennsylvania, South Carolina, Wisconsin.

Rick Slone is registered to sell Securities in the following states:
Illinois, Indiana, North Carolina and Texas..

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